- Vanguard (Charlotte, NC)
- …analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides compliance guidance and ... and elevate our client experience. Responsibilities + Conducts routine and targeted compliance monitoring and testing across financial services operations, with… more
- Wells Fargo (Charlotte, NC)
- …to join its Decision Science and Artificial Intelligence (DSAI) Group as a ** Senior Quantitative Analytics Specialist (** ** Senior Assistant Vice ... house and by third parties primarily for the purpose of ** Financial Crimes, Fair Lending and other Compliance models** . + MRM operates in a fast-paced work… more
- PNC (Charlotte, NC)
- …valued and have an opportunity to contribute to the company's success. As a Compliance Program Specialist Senior within PNC Investments, you will be ... manage and mitigate the identified risks. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as… more
- TD Bank (Charlotte, NC)
- …expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and ... for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Specialist within Operational Risk Management ("ORM") provides… more
- Wells Fargo (Charlotte, NC)
- …in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs and ... **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join...Have responsibility to supervise the activities of representatives (eg, financial advisors) to ensure their compliance with… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Enterprise Risk Specialist in our Home Lending Servicing Risk line of business. We are seeking a driven, ... expertise in Home Lending Servicing processes, procedures, strategy and policy. The Senior Enterprise Risk Specialist will be responsible for oversight and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Principal Examiner - Senior Risk Asset Review Specialist in Credit Risk as part of Corporate Risk. Learn more about ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... deliverable + Establish and maintain strong relationships with Legal, Credit, Compliance , Financial Crimes, Operations, Business, and other internal stakeholders… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist within the (XVA) and Macro Structured Solutions Trading desk team ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Senior Business Accountability Specialist (SBAS) in Financial Crimes Operations as part of Enterprise Functions. ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
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