• Associate , Compliance Issues

    SMBC (Jersey City, NJ)
    …internal controls to identify problem areas. Produce high quality summaries for compliance management to highlight particular areas of concern for further ... benefits to its employees. **Role Description** Manage a variety of compliance delivery areas across business advisory, surveillance, investigations, training and… more
    SMBC (04/29/25)
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  • Regulatory Compliance Risk Senior…

    Grant Thornton (New York, NY)
    …or in a similar consulting practice + Proven technical ability handling compliance issues , CRCM certification preferred and/or former commissioned bank examiner ... As a Financial Services Internal Audit Senior Associate , you will get the opportunity to grow...background highly preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk… more
    Grant Thornton (04/25/25)
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  • Associate Director of Compliance

    CUNY (Bronx, NY)
    …financial aid regulations, policies, and procedures; leads internal/external audits, troubleshoots compliance issues , and ensures Title IV and NY State ... who works in partnership with the Financial Aid Office management team. The Associate Director will also...notifications; works with campus offices to address and correct compliance issues . + Oversees and manages the… more
    CUNY (05/14/25)
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  • Trade Surveillance Associate

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is committed to providing fair… more
    TD Bank (05/11/25)
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  • Sr. Associate , AML Compliance

    Santander US (New York, NY)
    …possibilities **We Want to Talk to You!** The Sr. Associate , AML Compliance is responsible, as assigned by management , for various operations including AML ... Sr. Associate , AML Compliance - Corporate & Investment...or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues more
    Santander US (05/02/25)
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  • Data Governance Operations Associate

    SMBC (Jersey City, NJ)
    …competitive portfolio of benefits to its employees. **Role Objectives: Delivery** The Compliance Data Governance Operations Associate is a fast-paced role ... and documents results to capture and track data quality issues contributing to the Compliance team's strategic...Compliance across the Americas and interfaces heavily with Compliance SMEs, Data Management , Technology oversight (CoE),… more
    SMBC (04/01/25)
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  • Corporate Compliance Monitoring and Testing…

    SMBC (Jersey City, NJ)
    …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the monitoring and… more
    SMBC (04/25/25)
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  • Associate - US Non-Trading Market Risk…

    TD Bank (New York, NY)
    …North Carolina, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $100,000 - $120,000 USD TD is committed to providing ... Market Risk (Interest Rate Risk on Banking Book or Treasury/Balance Sheet Risk Management ). A non-trading market risk management position with oversight of the… more
    TD Bank (05/14/25)
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  • Associate Director, Program…

    BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
    …including line extensions, continuous improvement, capacity expansion, supply continuity, global compliance , and customer supports. This associate is responsible ... of current products in terms of quality and regulatory compliance , manufacturing, and supply continuity * Ensure implementation and...self. Become a **maker of possible** with us. The Associate Director of Program Management will be… more
    BD (Becton, Dickinson and Company) (04/09/25)
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  • Associate Director - Budget Resources…

    City of New York (New York, NY)
    Job Description DIVISION: Budget Resources and Recovery Grant Management JOB TITLE: One (1) Associate Director CONTROL CODE: EXE-25-03 JOB DESCRIPTION: The ... Mayor's Office of Management and Budget (OMB) is the City government's chief...90 City agencies and entities. OMB is seeking an Associate Director to lead the FEMA Disaster Recovery and… more
    City of New York (02/23/25)
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