- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- SMBC (New York, NY)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... to insurance, deficiency, UCC expiration and title tracking reports. + Ensure compliance with Know Your Customer ("KYC") requirements. Collect all the necessary… more
- SMBC (Jersey City, NJ)
- …improve reliability, reduce incident frequency, and enhance collaboration. + Ensure compliance with audit and regulatory requirements through accurate ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- City National Bank (Jersey City, NJ)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- TD Bank (New York, NY)
- …more specific details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager I - US Compliance Audit is responsible for ... TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for...UDAAP, Fair Lending, TILA, HMDA, RESPA, TISA, etc.). The Audit Manager I will participate in the… more
- TD Bank (New York, NY)
- …degree required + 10+ years of relevant experience **Preferred Qualifications:** + Consumer compliance experience, regulatory knowledge, audit experience + ... more specific details for this role. **Line of Business:** Audit **Job Description:** **Depth & Scope:** + Provides people...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- US Bank (New York, NY)
- …Digital, Technology, and Operations audit team. This position will support audit coverage of the Consumer , Business and Treasury Operations (CBTO) business ... payments, print, cash and check services, and call center activities. The CAS Audit Project Manager is primarily responsible for supervising staff in the… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is ... in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank Strategy -… more
- Capital One (New York, NY)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- US Bank (New York, NY)
- …risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising staff in ... managers, however there are no direct reports. The Senior Audit Project Manager is a subject matter...Coordinating audit activities by integrating other internal audit subject matter teams (product/service, technology, compliance ,… more
