- Warner Music Group (New York, NY)
- …that retains the creative spirit of a nimble independent. **Job Title: Manager, Internal Audit ** **A little bit about our team:** The Warner Music Group Internal ... Audit vision is to provide high quality assurance and...+ Manage affiliate audits to assess financial, operational, and compliance processes and evaluate effectiveness of risk mitigation activities… more
- SMBC (New York, NY)
- …and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory inquiries and managing ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Office Worker Date: 7 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... Management, Global Trade & Receivables Finance and Issuer Services. Principal Accountabilities: + Lead our FinTech coverage in the Americas and will have a key role… more
- Neuberger Berman (New York, NY)
- …seeking a seasoned and proactive individual to join Investment Team Support to lead a high-performing function within the Public & Private Markets, with a primary, ... updates, partnering closely with Middle Office, Custodians, Brokers, Technology, Compliance , and Risk. Responsibilities Include: + Provide dedicated operational… more
- Tradeweb (New York, NY)
- …reconcile transactions and resolving discrepancies through global balance sheet reconciliation. + Lead and prepare audit support documents for external auditors ... proud to be an EEO Minorities/Females/Protected Veterans/Disabled/Affirmative Action Employer. https://www.dol.gov/ofccp/regs/ compliance /posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a Senior Accountant… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... Private Bank and Wealth Business Partner you will: + Lead GPB&W (Global Private Bank and Wealth) business financials...of stress testing and product transfer pricing + Ensure compliance , operational risk controls in accordance with HSBC or… more
- SMBC (New York, NY)
- …Tool, floorplaning, syndication, Transportation, and Japanese client business segments. The team lead is responsible for managing and guiding the team to achieve ... to insurance, deficiency, UCC expiration and title tracking reports. + Ensure compliance with Know Your Customer ("KYC") requirements. Collect all the necessary… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 22 Nov 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... outcomes are being maintained or robustly managed. Ownership of High-Risk Audit , Regulator and self-identified issues. Ownership of the capability budget, balancing… more
- ABBTECH Professional Resources, Inc. (Kings Point, NY)
- Hybrid Role, Kings Point, NY The candidate will lead , design, implement, and maintain the client's cybersecurity governance, compliance efforts, and overall ... to support mission readiness and secure operations. Job Responsibilities: - Ensure compliance with NIST CSF and RMF to maintain accreditation and protect system… more
- SMBC (Jersey City, NJ)
- …the organization and will work directly with other groups including Internal Audit , Treasury, Risk, Controllers, Policy, IT, and data governance functions. Core ... to mitigate risk, enhance the accuracy of regulatory reporting, and ensure compliance to applicable US regulatory reporting requirements. The role is responsible for… more
