- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Overview** As a Regulatory Policy Director at SMBC you will be the authoritative source on the application and ... ability to influence senior levels. **Role Description** The Regulatory Policy Director will mainly support regulatory reporting stakeholders by providing regulatory… more
- SMBC (Jersey City, NJ)
- …as required. **Qualifications and Skills** + At least 15 years of institutional broker -dealer compliance experience, with a minimum of 10 years of managing an ... outside business activities, private investments and political contributions program. + Strong knowledge of concepts and procedures for managing employee related conflicts of interest in the financial services industry. + Strong analytical skills, including… more
- SMBC (Jersey City, NJ)
- …as needed **Qualifications and Skills** + At least 15 years of institutional broker -dealer compliance experience, with a minimum of 10 years of managing a ... Registrations team. + Understanding of industry best practices to allow for benchmarking. + Deep knowledge of relevant FINRA, SEC, CFTC, NFA Rules and Regulations. + Active FINRA licenses is a plus. + Knowledge of Web CRD, Gateway, Form U4, U5, BD, BR and… more
- SMBC (Jersey City, NJ)
- …expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the team ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review… more
- SMBC (Jersey City, NJ)
- …Compliance Department Training Team. In this role, you will report to the Director /Head of Compliance Training Development and will provide support in the design, ... representative offices, Grand Cayman branch, Brazilian banking subsidiary, US broker -dealer and registered swaps dealers, and certain non-banking leasing… more
- AIG (New York, NY)
- Join us as a Broker Director to play a highly influential role in protecting our clients and growing our business. Make your mark in Underwriting AIG ... to grow as insurance professionals and add more value to our customers and AIG. Broker Director Job Description Reporting to the Broker & Market Leader, the … more
- AON (New York, NY)
- Account Executive/ Broker II - (Professional Liability) New York (hybrid) Provide detailed support to Managing Director /Practice Leaders on complex Professional ... topics involving our specialty consulting firm niche. Act on behalf off the Managing Director (MD) their absence. Being able to work collaboratively as part of a… more
- Cushman & Wakefield (New York, NY)
- **Job Title** Director of Brokerage **Job Description Summary** The Director of Brokerage is a key member of the market leadership team for the Cushman & ... Wakefield NYC office. Reporting directly to the Managing Principal, the Director of Brokerage is responsible for realizing the full potential of their respective … more
- RxBenefits (New York, NY)
- The Clinical Account Director will be responsible for nurturing high-level strategic client relationships, effectively collaborating with various levels of internal ... development and execution of tailored solutions that meet client needs. The Director is ultimately responsible for a pharmacy benefits relationship that meets client… more
- Zurich NA (New York, NY)
- AVP, Onshore Property Underwriting Director 128585 Zurich is seeking an experienced Senior Energy/Onshore Property Underwriter (Executive or Director level)for ... the Executive Energy/Onshore Property Underwriter or AVP, Energy/Onshore Property Underwriter Director . The hiring manager will determine the appropriate level based… more
