• Brokerage Account Operations…

    Insight Global (New York, NY)
    Job Description A large financial client is looking for a Brokerage Account Operations analyst to join the team. The role is responsible for opening ... accounts for all Brokerage , FX, and RIA accounts. The person will be...and accurate manner. Primary responsibilities: - Receive and log client/ account opening instructions and confirm receipt back to sender.… more
    Insight Global (11/01/25)
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  • CAT/Cais Reporting Analyst -Remote…

    Raymond James Financial, Inc. (New York, NY)
    …the following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role ... with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account ...Report (LOPR), etc.) + Collaborates with other business units ( Brokerage Operations , Trading, Compliance, IT, and Legal)… more
    Raymond James Financial, Inc. (09/30/25)
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  • Business Analyst

    TEKsystems (New York, NY)
    … Brokerage * Solid understanding of Capital Markets, Broker/Dealer Operations , Finance, Risk, Technology and how these infrastructure components are important ... acceptance testing to insure deliverable meet business expectations Skills securities brokerage , securities, trading, stock loan, loanet, globalone, global one, FIS… more
    TEKsystems (12/16/25)
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