• Chief Compliance Officer

    City of New York (New York, NY)
    …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
    City of New York (06/14/25)
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  • SVP, Capital Markets Chief…

    Raymond James Financial, Inc. (New York, NY)
    **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders to drive… more
    Raymond James Financial, Inc. (06/03/25)
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  • Chief Compliance Officer…

    Trexquant Investment (Stamford, CT)
    …and finance professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, ... overseeing compliance with guidance from our current CCO/General Counsel. This...CCO/General Counsel. This is an exciting opportunity for a compliance professional to thrive in a fast-paced, intellectually stimulating… more
    Trexquant Investment (06/18/25)
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  • Chief Compliance Officer…

    US Bank (New York, NY)
    …at-all from Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts ... - Ten or more years of experience in a compliance or financial industry related role, preferably in a...a CCO role or securities related -Prior experience with compliance or operational aspects of ETFs - Strong knowledge… more
    US Bank (07/26/25)
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  • Chief Global Compliance…

    NYU Rory Meyers College of Nursing (New York, NY)
    Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
    NYU Rory Meyers College of Nursing (07/16/25)
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  • Assistant Agency Chief Contracting…

    City of New York (New York, NY)
    …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
    City of New York (06/12/25)
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  • Executive Director, Swap Dealer Compliance…

    CIBC (New York, NY)
    …with the drafting of CIBC's Annual Swap Dealer and Security Based Swap Dealer Chief Compliance Officer Reports; + Drafting and maintaining key policies ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory,… more
    CIBC (07/25/25)
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  • SVP - Ethics Sr Lead Officer (Hybrid)

    Citigroup (New York, NY)
    …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
    Citigroup (07/15/25)
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  • P/T Public Safety Officer

    Touro University (Valhalla, NY)
    …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... US-NY-Valhalla Requisition ID 2025-12290 Position Type Part-Time Schedule Shift 1 Hours Per Week 16 Travel 10% Category Facilities/Security/Food Service FLSA Status Non-Exempt more
    Touro University (07/22/25)
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  • Compliance Manager

    MTA (New York, NY)
    …- $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway HOURS OF WORK: 9:00 ... attention. + Manage the analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director as part of the… more
    MTA (07/25/25)
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