• Compliance Associate

    The Rare Wine Co. (Brooklyn, NY)
    Compliance Associate Vieux Vins Group is a prestigious wine and spirits company dedicated to curating a unique selection of fine wines and artisanal spirits from ... with our customers and partners. Position Overview: We are seeking a mid-level Compliance Associate to join our energetic and talented team at Vieux Vins Group.… more
    The Rare Wine Co. (07/31/25)
    - Related Jobs

  • Budget Compliance Associate

    City of New York (New York, NY)
    …Review & Implementation of Contracts (BRICS) team is searching for a Budget Compliance Associate to manage the implementation and coordination of DYCD's fiscal ... policies in provider submitted budgets processed by DYCD's BRICS Unit. Under the general supervision of the Deputy Director of BRICS, the Budget Review Analyst will: - Monitor and evaluate budget and budget modification submissions by funded Community Based… more
    City of New York (09/10/25)
    - Related Jobs

  • Trade Surveillance Associate…

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
    TD Bank (08/08/25)
    - Related Jobs

  • Corporate Compliance Monitoring and Testing…

    SMBC (White Plains, NY)
    …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate . The Associate -level position ... of monitoring and testing engagements to validate the efficacy of regulatory compliance internal controls. This role will primarily support the monitoring and… more
    SMBC (09/11/25)
    - Related Jobs

  • Risk Advisory Internal Audit Senior…

    Cherry Bekaert (Jersey City, NJ)
    …practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing ... internal audit, regulatory compliance and risk management services to banks and financial...power of the individual, keep reading. **As a Senior Associate , you will:** Work individually or as part of… more
    Cherry Bekaert (08/13/25)
    - Related Jobs

  • Corporate Compliance Program Governance…

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. ... This role contributes to the overall success of the Compliance Department by assisting with key processes to support effective operation of the department.… more
    SMBC (08/13/25)
    - Related Jobs

  • Associate Director of Compliance…

    CUNY (Bronx, NY)
    Associate Director of Compliance and Operations (Financial Aid Manager) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest public ... urban university system, is seeking a passionate and dedicated Associate Director to join the Financial Aid team at Hostos Community College. The mission of Hostos… more
    CUNY (08/28/25)
    - Related Jobs

  • Associate , Broker-Dealer Private Side…

    SMBC (New York, NY)
    …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief … more
    SMBC (07/15/25)
    - Related Jobs

  • Risk and Compliance Analyst…

    Mizuho Corporate Bank (New York, NY)
    …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...front office staff by accurately and promptly handling daily compliance -related operations. + Japan & US Laws and Regulations:… more
    Mizuho Corporate Bank (08/27/25)
    - Related Jobs

  • Anti-Fraud Governance Associate

    SMBC (Jersey City, NJ)
    …first line of defense activities and performing second level controls. The Anti-Fraud Compliance Associate functions within the Compliance Anti-Fraud team ... its employees. **Role Description** This position sits within the Compliance Anti-Fraud Team which is part of the SMBC... Anti-Fraud Team which is part of the SMBC Compliance department (CPAD). The Anti-Fraud Team is responsible for… more
    SMBC (07/24/25)
    - Related Jobs