• Compliance Audit and Exam…

    TD Bank (New York, NY)
    …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
    TD Bank (08/27/25)
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  • Compliance Business Oversight…

    TD Bank (New York, NY)
    …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
    TD Bank (08/27/25)
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  • Audit Manager - Consumer…

    American Express (New York, NY)
    …and technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
    American Express (09/06/25)
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  • Senior Compliance Manager

    American Express (New York, NY)
    …The team will work closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and coordinate the efforts ... a central point of contact for internal and external exam management activities, supporting the ECMX product and operational...and operational teams in assigning and preparing responses to audit requests, drafting audit reports and completing… more
    American Express (09/04/25)
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  • Compliance Manager , Trade…

    TD Bank (New York, NY)
    …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
    TD Bank (09/10/25)
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  • EHS Regional Manager

    City of New York (New York, NY)
    …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
    City of New York (08/29/25)
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  • Senior Compliance Business Oversight…

    TD Bank (New York, NY)
    …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking, ... analyzing data to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance… more
    TD Bank (09/05/25)
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  • Manager , Trade Surveillance - Quality…

    TD Bank (New York, NY)
    …TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a global Surveillance Quality Assurance program. The ... Surveillance Quality Assurance Manager will help lead a specialized function responsible for...years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and… more
    TD Bank (08/21/25)
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  • Senior Risk Advisory Manager Public Finance…

    Truist (New York, NY)
    …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
    Truist (07/19/25)
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  • Senior Manager IT Risk Strategy

    City National Bank (New York, NY)
    *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... proactive monitoring, reporting, and mitigation of emerging risks. * Ensure compliance with regulatory requirements (eg, OCC, Federal Reserve Board, FFIEC) and… more
    City National Bank (08/07/25)
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