- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance … more
- TD Bank (New York, NY)
- … compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...internal groups + Leads development of team procedures and governance processes and advises the Compliance stakeholders… more
- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... at big-picture thinking, thrives in fast-paced environments, and has a strong grasp of compliance operations .** **This role will not have direct reports but will… more
- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... and proactive Senior Manager to lead program operations for Compliance Strategy & Operations...preferred.** + **Familiarity with regulatory expectations tied to enterprise compliance programs, governance , and risk frameworks.** +… more
- TD Bank (New York, NY)
- …compliance stakeholders and audit partners. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... operations and in the design of a future-focused compliance program. This not just about implementing a new...setting new industry standards. TD Bank is seeking a Manager to coordinate across Compliance Programs to… more
- BMO Financial Group (New York, NY)
- …including SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations. If you have dealt with trading intricacies ... be the perfect opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance … more
- TD Bank (New York, NY)
- …as you consider this opportunity._** **Job Profile Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- Amazon (New York, NY)
- …(DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance ... regulated transportation operations . This role will work closely with compliance leads and business partners to identify risks, develop mechanisms and program… more
- TD Bank (New York, NY)
- …regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports Change ... for this role. **Job Description:** Preferred Qualifications: The TDS Governance and Control team is a first line of...an in alignment with risk appetite + Ensures business operations are in compliance with applicable internal… more