- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR - INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance ... * For Wealth Management Compliance roles, experience working within a Compliance Investment Management role. *Compensation* Starting base salary: $99,000 to… more
- City of New York (New York, NY)
- …steward of the resources of plan beneficiaries and the City of New York. The Senior Investment Officer will assist in overseeing the investment ... for the five New York City pension systems. The Senior Investment Officer will report...the portfolio of existing fund and co-investments to ensure compliance with the terms of the closing documents and… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial ... financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is...to 7 years of knowledge and experience in FCRM compliance , preferably within the investment banking division… more
- Equitable (New York, NY)
- Deputy Chief Investment Officer - General Account ( 250000IH ) **Primary Location** : UNITED STATES-NY-New York **Organization** : Equitable **Schedule** : ... is expanding its leadership team and searching for a Deputy Chief Investment Officer -a single, integrated leadership role encompassing strategic investment… more
- Citigroup (Queens, NY)
- **Job Title:** Hedge Fund and Private Credit Investment Officer ( Senior Vice President) The US Pensions Investment ("USPI") team is the investment ... **Role Overview** The primary responsibility of the Hedge Fund and Private Credit Investment Officer will be the strategic oversight and meticulous management of… more
- Banco Popular Puerto Rico (New York, NY)
- …Dec 4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance ... We are looking for a Senior Compliance Officer to join our Compliance...health plan, flexible time off options, and savings and investment plans. Seasonal/temporary employees are not eligible for these… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As an Employee Conduct Senior Officer supporting the Global Anti-Corruption Compliance (GACC) and Government Engagement ... JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...+ Strong corporate presence and ability to partner with senior stakeholders to lead strategic initiatives. + High degree… more
- TIAA (New York, NY)
- **Financial Risk and Capital Management** The Investment Risk Officer is responsible for providing expertise on how to minimize investment risks within the ... positions * Prepare detailed risk reports and presentations for senior management and investment committees * Monitor...risk and private and public data analytics * Monitor compliance with risk limits (both notional and tail risk)… more
