- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... a diverse staff; Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Product Compliance Risk Management **Time Type:** Full time… more
- Citigroup (New York, NY)
- …firm's risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to ... compliance leadership to the Cash Equities businesses. Provides compliance guidance on function/business/ product rules and regulations relating to… more
- Citigroup (New York, NY)
- … Market Risk Senior Officer I is a strategic professional who closely follows the Equities Markets and oversees market risk coverage of the Global ... Equities desks. The Equity Market Risk team is responsible for...to mitigate risk. The candidate will have experience in Equities Markets , knowledge of Market … more
- Scotiabank (New York, NY)
- Director, Equities Product Management **Requisition ID:** 232245 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the Salary Range shown is a ... to results, in an inclusive and high-performing culture. **Title: Director, Global Cash Equities & US Equities COO - New York, NY** **_Overview_** Contributes… more
- Bank of America (Jersey City, NJ)
- …by working with product management and other stakeholders + Driving the Equities Cash Technology Algo Trading platform strategy, with the goal of expanding the ... Senior Technology Manager - (Registered)- Global Equities Cash Technology - Jersey City, New Jersey...exams and reviews), ensuring all relevant risk, financial, and compliance policies are met + Manages relationships with business… more
- Wells Fargo (New York, NY)
- …models for equities risk management, trading strategies, and pricing of equity derivatives products within an Agile environment. + Contribute to the development, ... emphasis on numerical optimization + 5+ years of derivative product and market experience in one or...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- JPMorgan Chase (New York, NY)
- …of experience in the financial services industry. + Solid understanding of equities market structure and trading businesses. + Preferred educational background ... enabling clients to access JPM's market -leading ultra-low latency direct market access products. Positioned on the equities electronic trading desk,… more
- Wells Fargo (New York, NY)
- …** Equities ** risk management, trading strategies, and pricing of ** equity derivatives** products + Effectively communicate and partner with Business ... emphasis on numerical optimization + 7+ years of derivative product and market experience in one or...accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which… more
- Citigroup (New York, NY)
- …, Prime Brokerage, Advisory and Derivatives Sales in order to grow Citi's market share across the different product ecosystems. **Responsibilities:** + Originate ... Citi + Actively cover existing trading accounts to grow market share and overall Equities footprint. +...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance… more
- Amazon (New York, NY)
- …(NAM) Regional Trade Compliance Manager within the Global Trade and Product Compliance (GPTC) organization for AWS. Key job responsibilities - Monitor ... teams. - Manage daily tasks related to providing import/export compliance guidance in NAM markets to support...this position ranges from $107,400/year in our lowest geographic market up to $229,700/year in our highest geographic … more
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