- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- TD Bank (New York, NY)
- …risk governance routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment , including risk identification, ... seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Business Oversight...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- American Express (New York, NY)
- …monitoring the overall effectiveness of the business compliance program via Compliance Risk Assessment , Issue Management Framework, Complaint monitoring, ... markets. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute… more
- TD Bank (New York, NY)
- …regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment , Compliance Issue Management, regulatory ... a mission to build a more resilient and scalable compliance risk management function. As part of...Management Lead is responsible for:** + Facilitating the identification, assessment , control, and monitoring of escalated US Compliance… more
- American Express (New York, NY)
- …+ Knowledge of Compliance risk management processes including compliance risk assessment , testing and monitoring, training, reporting, complaints ... professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics,… more
- American Express (New York, NY)
- …customer remediation for timely closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that the appropriate ... Financial Crimes Compliance , and Privacy Office. + Evaluating third-party compliance risk of vendors contracted to perform services on behalf of American… more
- Amazon (New York, NY)
- …relationships with internal TRC and transportation business teams to support cross-functional risk assessment and compliance initiatives - Deliver regulatory ... life - Apply DOT knowledge and risk assessment methodologies to business planning, escalations, and compliance...program - Build and maintain risk and compliance metrics, providing written risk assessment… more
- Barnes & Noble (New York, NY)
- …determined by Director. * Generate and review product, import, vendor and similar reports for compliance risk assessment daily or weekly at the direction of ... and analysis of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance … more
- JPMorgan Chase (New York, NY)
- …the management and oversight over compliance risks + Participate in the risk assessment process and provide challenge to the identification of risks on ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and the … more
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