- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117.400,00 - 224.700,00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90.000,00 - 167.200,00 _Please note that the Salary Range shown is a guideline only. ... The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The...and observations into central repository. + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (New York, NY)
- …monitoring and testing in the area specified as required. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- TD Bank (New York, NY)
- …(WLA) who support the lending activities of Wealth Banking.** **Job Summary:** The Senior Compliance Business Oversight Manager provides advice, support and ... in the US Compliance Operating Framework (COF) including:** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk… more
- TD Bank (New York, NY)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- TD Bank (New York, NY)
- …Compliance Monitoring and Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute the annual Compliance ... Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review and analysis… more
- TD Bank (New York, NY)
- …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... Issues book of work and statuses to a variety of audiences (including senior management), coordination with other Compliance workstreams to integrate Issues… more