- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- S&P Global (New York, NY)
- …use):** 11 **S&P Global Corporate ** **Lead, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...+ Lead efforts in defining and documenting comprehensive controls testing , and monitoring methodologies + Lead the… more
- S&P Global (New York, NY)
- …use):** 13 **S&P Global Corporate ** **Director, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the… more
- TD Bank (New York, NY)
- …within risk appetite. + Manage effective partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, ... provide you more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range of financial advisory and… more
- Mastercard (Harrison, NY)
- …governments realize their greatest potential._ **Title and Summary** Lead - Security Monitoring and Response Lead Analyst responsible for the Third Party Supplier ... that unlocks priceless possibilities for all. Mission First, People Always As Corporate Security, we are responsible for keeping Mastercard safe and secure from… more
- Santander US (New York, NY)
- VP, Counterparty Credit Risk - Corporate and Investment Banking New York, United States of America USA Job Function Description: Ensures adherence to the policies ... established by the company. Manages policy, standard definition and monitoring of policy, standard implementation, ensuring harmonization and consistency of… more