- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team of SMBC Americas Division. This role contributes to ... multiple entities and business lines. This role will report into the Director of Compliance Governance . **Role Objectives** + Support development of the Annual … more
- Fluent (New York, NY)
- …play a key role in ensuring compliance with all SEC reporting requirements and corporate governance matters. You will lead our '33 Act and '34 Act reporting ... As our Corporate Counsel, SEC Reporting and Corporate Governance , you will report directly to...and charter documents + Provide legal support for general corporate matters, including public relations, investor relations, compliance… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC is looking to hire a Financial Crime Compliance ("FCC") Program Governance Associate reporting to a VP of ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...FCC Program Governance . The FCC Program Governance … more
- MUFG (New York, NY)
- …the following: **Portfolio Governance & Compliance ** + Manage governance frameworks, ensuring compliance with corporate policies and decision-making ... HR leadership, project sponsors, and Finance, this role ensures decision accountability, governance compliance , and process optimization across the global HR… more
- Citigroup (New York, NY)
- The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role, responsible for providing legal support to the Citi ... team, including through drafting and maintaining documents related to the governance of certain US. legal entities. **Responsibilities:** + Support the… more
- American Express (New York, NY)
- …within Corporate Controllership, this role is responsible for overall data governance and management related compliance with various policies for Finance. ... make an impact in this role? **Senior Manager- Data Governance & Management** As part of the Financial Reporting...of defenses, Technology, and Regulatory Reporting teams to ensure compliance with data risk policies. + Support or lead… more
- SMBC (New York, NY)
- … Compliance team serves as a regulatory advisory function within the overall Compliance program and is responsible for overseeing the management of ... Compliance , Legal and other control function colleagues to enhance the overall Compliance program . + Responsible for the coordination and drafting of… more
- JPMorgan Chase (New York, NY)
- …contribute to strategic operational practices, enhancing the efficiency and effectiveness of our Corporate Governance Program . As a Governance Executive ... to make a significant impact in corporate governance ? Join our dynamic Board Program Team,...to align travel plans with Board/Committee schedules. + Ensure compliance with the Firm's travel policies and manage travel-related… more
- City National Bank (New York, NY)
- …within the GRC program . In addition, the position will help support governance /approval related activities across the GRC program . The position will closely ... *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER* WHAT IS THE OPPORTUNITY? Position reports...for reviewing regulatory communications concerning remediation within the GRC program and ensuring the Bank and RBC US/Combined US… more