- MUFG (New York, NY)
- …next medium term business plan. You will be working closely with MUFG's sales representatives to provide often bespoke trading solutions, to corporate, ... and enhance trading tools contributing to system platform upgrades. Produce own Trading research and work along with Sales team to leverage it. **Work… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Director /Executive Director for US Delta One trading operates under the ... of the business leader, significantly impacts the firm's bottom line (ie, trading revenue, deal flow, managing capital, client impact, risk responsibility, business… more
- MUFG (New York, NY)
- …of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material ... job duties of this role for which the Company reasonably believes that criminal history may have a direct, adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment, if any. The above statements are intended… more
- JPMorgan Chase (New York, NY)
- …**Job Responsibilities** + Identify and manage compliance and conduct risk related to sales and trading of physical commodities , financial OTC derivatives and ... striving to be best-in-class. As a Commodities Compliance Executive Director on our New York based team and within...capabilities, and skills** + Experience providing compliance oversight for trading business engaged in OTC and Futures … more
- Capital One (New York, NY)
- …Communications Surveillance Program and Trade Surveillance for Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. ... prorated based upon the agreed upon number of hours to be regularly worked. Sales Territory: $181,800 - $207,500 for Director , Risk Management McLean, VA:… more
- MUFG (New York, NY)
- …necessary. + **Counterparty Credit** : The individual will work with the Front Office ( Sales & Trading and Credit Underwriting) to support the establishment of ... trading limits for FX and derivatives for a range...the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are… more
- Citigroup (New York, NY)
- …We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, Finance and HR; ... dominant top 3 player in the market, Equity (Cash, Derivatives, Prime Brokerage, Futures , Listed Derivs, FXPB) where Citi has a significant growth program to… more
- Scotiabank (New York, NY)
- …involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more