- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting.... **What You'll Do** + Acting as a senior compliance officer and Compliance team… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...4-year undergraduate degree; + Minimum 5-7 years of capital markets Compliance or Legal experience (two years… more
- Citigroup (New York, NY)
- …risk appetite and protects the franchise. In addition, engages across the various Markets Compliance product and function coverage teams, in order to partner ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director , Financial Crime Risk ... risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the...Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The SMBC Capital Markets , Inc. Capital Market Business Control Officer is a business-aligned change agent and risk ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Scotiabank (New York, NY)
- Director , Treasury Management Officer - FinTech and Payment Service Providers - GTB **Requisition ID:** 225560 **Salary Range:** 180,000.00 - 301,500.00 _Please ... winning team, committed to results, in an inclusive and high-performing culture. ** Director , Treasury Management Officer - FinTech and Payment Service Providers,… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Sr. Regulatory Officer works with the Regulatory Relations team ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- JPMorgan Chase (New York, NY)
- …impact on our company, customers, and communities. **Job summary:** As a Managing Director , Chief Credit Officer in the Asset and Wealth Management Credit ... and be at the forefront of risk management and compliance . As a key player in our team, you...knowledge of the high net worth industry and financial markets . + Superior understanding of market dynamics… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office...of trading in equities, fixed income, FX, and derivatives markets , as well as market abuse and… more
Recent Jobs
-
Corporate Communications Specialist
- Teachers Federal Credit Union (Hauppauge, NY)
-
Part-Time Room Attendant - Element San Jose Milpitas Marriott
- Lodging Dynamics (Milpitas, CA)
-
Entry Level Production
- Weyerhaeuser (Eugene, OR)
-
Senior Digital Marketing Specialist
- Stantec (Philadelphia, PA)