- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Sr. Regulatory Officer works with the Regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations. **Role Objectives** + Serve as the primary Regulatory Relations… more
- JPMorgan Chase (New York, NY)
- As the Managing Director , Senior Credit Strategy Officer , Chase Auto, you will report directly to the CFO of Auto and responsible for building, managing and ... bank's financial goals. This role requires deep analytical expertise, regulatory knowledge, and collaboration with internal teams to balance...with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide… more
- CIBC (New York, NY)
- …**What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, training, surveillance ... to support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC Derivatives… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... as a team leader for Markets Compliance. **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and… more
- TD Bank (New York, NY)
- …help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance...Director in reporting on data quality issues. The Senior Compliance Office provides advice, guidance and support to… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... changes to rules/regulations, exchange rulebooks and other industry news including regulatory findings. + Providing oversight and guidance over the assessment of… more
- JPMorgan Chase (New York, NY)
- …impact on our company, customers, and communities. **Job summary:** As a Managing Director , Chief Credit Officer in the Asset and Wealth Management Credit ... Officers and Analysts. + Provide recommendations to business partners and senior management during the prescreen, structuring, and approval-to-pitch process. + Guide… more
- Bank of America (New York, NY)
- Director ; Treasury Sales Officer New York,...their daily cash flow needs. + Perform legal and regulatory KYC checks and due diligence to remain legally ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Director --Treasury-Sales- Officer \_25031563) **Job Description:** At Bank of America,… more
- SMBC (New York, NY)
- …Co., Ltd. **Job Summary** The SMBC Americas Division Human Resources & Legal Control Officer is a change agent and risk management expert within the first line of ... + Produces periodic management reporting, and presents escalation items to senior management and governance meetings. **Qualifications and Skills** + Minimum of… more
- MTA (New York, NY)
- …relate to equal opportunity. Reporting to the Deputy Chief Diversity and Inclusion Officer (DCDIO), the Senior Director Equal Employment Opportunity will ... of their EEO Program meets state, federal and FTA regulatory requirements and to provide a consolidated EEO Program...the direction of the Deputy Chief Diversity and Inclusion Officer , the Senior Director Equal… more
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