- Tradeweb (New York, NY)
- …Minimum 7 years of experience in operational risk, business controls, or first line risk management, ideally within a FinTech or regulated financial services ... a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating...consistently executed controls. **Job Responsibilities** + Serve as the embedded operational risk advisor within trading and… more
- Citizens (New York, NY)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment...federal regulatory requirements. You will also work with the First Line Risk Manager to initiate root… more
- Mizuho Corporate Bank (New York, NY)
- …changes or other material business environment changes to determine impact, identify and assess operational risk issues. + First Line Control Officers may ... focused on the implementation and oversight of the MUSO Operational Risk Management (ORM) Framework covering all non-financial risks....and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The… more
- SMBC (New York, NY)
- …CEO Control Officer is a change agent and risk management expert within the first line of defense. The role provides corporate functions (Corporate Development, ... laws, rules, and regulations; + Leads and facilitates the execution of the first - line Risk & Control Self-Assessment (RCSA) for functional areas across several… more
- American Express (New York, NY)
- …and anti-fraud regulations and best practices. + Demonstrated experience working in a first line of defense or business-aligned control function. + Strong ... is embedded in the day-to-day operations of our organization. This first - line role will involve extensive collaboration with partners across business units,… more
- American Express (New York, NY)
- …legacy system and ensuring sufficient data attribute mapping. + Collaborate with first line of defense (1LoD), risk stripes, and cross-functional partners ... diverse team of high-performing professionals focused on ensuring effective operational risk management is embedded in the...on ensuring effective operational risk management is embedded in the day-to-day operations of our organization. It… more
- American Express (New York, NY)
- …businesses. The Control Management (CM) team strives to ensure that GCS has a robust first line of defense, playing an active role in supporting the growth of ... team is to identify, assess, mitigate, and report on Operational Risk within BU processes for GCS to ensure...team. They will focus on ensuring control management is embedded in the day-to-day operations of our organization. **The… more
- American Express (New York, NY)
- …an enterprise role in driving greater consistency, effectiveness and efficiency across the first line via the AENB COO Office's Strategic Planning, Control ... Assessment, & Testing team is to identify, assess, mitigate, and report on Operational Risk within BU processes for our Corporate Functions to ensure adherence to… more