- SMBC (New York, NY)
- …Internal Audit Department (IAD). The ideal candidate will be responsible for leading financial and regulatory reporting audits as an Auditor In Charge, ... execute high quality and risk based audits of accounting, financial and regulatory reporting function...knowledge over US GAAP and FRB/FDIC regulatory reporting requirments. + Direct and supervise audit … more
- American Express (New York, NY)
- …in Banking/ Financial Services. * Knowledge of financial and regulatory reporting . * Knowledge of regulatory audit or process review is a plus. ... assurance reviews and financial analysis to ensure reporting accuracy of various regulatory reports submitted... Audit Group review and others. * Support regulatory reporting to ensure compliance with the… more
- Bank of America (New York, NY)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and- Regulatory -Business-Control-Manager\_25029267) **Job Description:** At Bank of America,… more
- City National Bank (Jersey City, NJ)
- …issues. * Ensure timely and accurate reporting of the project metrics, quarterly audit reporting , Board Reporting , Audit testing, and packaging of ... *DIRECTOR OF AUDIT - IT REGULATORY REMEDIATION & PROGRAM...development support. * Supporting Executive and Board IT related reporting for CNB. * Develop capability of team use… more
- TD Bank (New York, NY)
- …and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as ... or more areas of expertise + Anticipates emerging business trends and regulatory /risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (New York, NY)
- …and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as ... and/or + 7+ years of relevant experience preferred + Accounting, financial or relevant professional designation preferred **Customer Accountabilities:** + Focuses on… more
- Capital One (New York, NY)
- Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... Audit team, with a focus on audits of Financial Crime Compliance and Anti-Money Laundering initiatives. This role...data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery; + Establish… more
- TD Bank (New York, NY)
- …AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It aims to do so by ... financial controls, ensuring accuracy, compliance, and risk mitigation across the bank's financial reporting and operations. **Depth & Scope:** + Scope of… more
- TD Bank (New York, NY)
- …findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , prepares periodic reporting to multiple stakeholders, and manages ongoing ... **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation efforts and assists in… more
- American Express (New York, NY)
- …group responsible for managing audit operations, quality, and standards; regulatory relations; reporting ; training and professional development; and key ... annual planning process + Manage and maintain the QAIP audit universe and reporting including internal audits,...relevant experience in audit + Understanding of regulatory , accounting, and financial industry guidance and… more