- Capital One (New York, NY)
- Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's Electronic ... regulatory requirements, regulatory developments, business model, trading platforms and product changes. + Highly organized, detail-oriented, and energetic. + Strong… more
- TD Bank (New York, NY)
- …Surveillance Quality Assurance Team. The SIU in turn reports to the Global Head of Surveillance. This incumbent will ensure that surveillance alerts related to ... of firm employees (sales and trading) and clients, and employee electronic communications alert, are reviewed appropriately, with accurate dispositions and… more
- S&P Global (New York, NY)
- …plan and execution of that plan. + Partner with MI's product , commercial and functional teams to build organic growth strategies, develop business cases ... select M&A projects, in accordance with the division's top priorities across our product portfolio. Inform and influence high impact decisions by the division's top… more
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