- Citigroup, Inc. (New York, NY)
- …Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk Management , Root Cause Analysis. Other Relevant Skills For ... The Senior Auditor is an intermediate level role responsible for...for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit… more
- Scotiabank (New York, NY)
- …Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic ... Purpose Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on market… more
- TD Bank Group (New York, NY)
- …lead position on the audit, providing supervision and assignments to team members as Auditor In Charge as well as reviewing work papers completed by staff and ... Responsible for planning of audits Responsible for contact with management regarding audit scope, status, and findings Works at...but receives assistance/coaching from the audit manager May be Auditor in Charge on an Audit May participate and/or… more
- Cedent (New York, NY)
- …large global bank Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or ... and leasing. The team is also responsible for credit risk management and global payment services audits...a fast-paced environment. Required Qualifications: Minimum 5-7 years of internal audit or front office business control or compliance… more
- Crowe LLP (New York, NY)
- …best practices to assist clients in administering a sound and compliant AML risk management environment. The ideal candidate will have a solid understanding ... candidates will demonstrate: Certified Anti-Money Laundering Specialists (CAMS), Certified Internal Auditor (CIA), Certified Information Systems Analyst (CISA)… more
- Crdit Agricole CIB (New York, NY)
- …Hard Dollar Statements. In addition, handle quarterly cash settlements. - Handling of auditor 's and regulators requests Key Internal contacts - Operations - ... daily between GL and Front Office Systems and Market Risk team. This includes all Money Market transactions, Interest...period. - Present Financial Results and reconciliations to senior management , along with explanation of PL breaks. - Creator… more
- Michael Page (Yonkers, NY)
- …audits and support external audits from regulatory bodies and customers Participate in risk management activities (eg, FMEA, risk assessments) throughout ... of FDA regulations (21 CFR 820), ISO 13485, and risk management principles (ISO 14971) Experience with...and QMS tools Certified Quality Engineer (CQE), Certified Biomedical Auditor (CBA), or Six Sigma certification Experience with electronic… more
- Mizuho Corporate Bank (New York, NY)
- …and composes the overseas arm of MHBK's Internal Audit Division (IAD). SUMMARY: The Risk Management Audit Team is looking for a VP level candidate to perform ... audits of different business areas of the bank to evaluate the effectiveness of risk management and governance processes. Along with its counterparts in London,… more
- Mizuho Corporate Bank (New York, NY)
- …work experience, including in internal auditing or external auditing, risk management , supervisory examinations, or their equivalent. Demonstrates a sound ... of internal audit principles, practices and techniques, the concepts of risk , risk management , internal control and compliance, and the ability… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor ), Risk Management Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused ... on the effectiveness and efficiency of Capital One's governance, risk management , and internal control...in Finance or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA),… more
