- HSBC (New York, NY)
- …the organization, including the Intl Wealth & Premier Banking (IWPB) US Chief Executive Officer (CEO) and leadership team, Global PB senior leadership, and GPB ... results while maintaining a safe and sound risk and control framework. You will report to The Head of...as needed) etc. As our Private Banking Chief Operating Officer , US you will: + Ensure senior … more
- SMBC (New York, NY)
- …team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** + Provide compliance advice and ... other communications. + Support production of Annual Compliance Report and related senior officer certifications + Participate in evaluation and implementation… more
- HSBC (New York, NY)
- …and optimize relations with regulators by addressing any issues + Maintain HSBC internal control standards, including timely implementation of internal and ... used for these activities. The position primarily supports US IWPB CEO (Chief Executive Officer ) and their OpCo and Global PB (Private Bank) and IWS (WPS now Wealth… more
- City National Bank (Jersey City, NJ)
- * INTERNAL CONTROLS OFFICER SENIOR * WHAT IS THE OPPORTUNITY? Internal Controls Officer is responsible for providing independent and objective ... execution rigor to significant operational risk remediation activities. The Senior Officer is responsible for challenging the...with the Issue Management Policy and Standard and the Internal Controls Management Policy (ICMP) and Standard… more
- MTA (Jamaica, NY)
- …key objectives. The Assistant Chief Program Officer - RPS Project Controls will regularly interface with Executive and Senior Management from various ... Assistant Chief Program Officer - RPS Project Controls Job...departments including Transportation, Maintenance of Equipment, Engineering and other internal and external stakeholders to analyze and report impacts… more
- CUNY (New York, NY)
- …culture of compliance and risk awareness across the university. + Prepare reports for senior leadership on internal controls , risk, and compliance; maintain ... Officer , the Director serves as the university's primary expert on internal controls and non-payroll tax matters, providing strategic guidance and technical… more
- TD Bank (New York, NY)
- …to help manage regulatory risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual contributor role ... provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk… more
- Banco Popular Puerto Rico (New York, NY)
- …Dec 4, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance...strategic direction and recommend policy and/or actions based on internal and external industry developments for area of responsibility.… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... monitoring business area compliance with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change… more
- JPMorgan Chase (Jersey City, NJ)
- …least 1 of the following: Tableau, R-Studio, or Python to identify risk and control gaps within databases, internal controls , data governance, and ... following: conducting control testing and monitoring; working with COSO Internal Control Framework, compliance management, trend forecasting, and risk… more
