- American Express (New York, NY)
- …BUs through regular communication * Facilitate the day-to-day internal and external exam management process, working with the Enterprise functions (eg, data ... **Required Qualifications:** * 3 Years experience in operational risk management (eg, within Risk and/or Internal Audit ...risk procedures and standards o Facilitating the operational risk exam management processes * Experience in financial… more
- Citigroup (New York, NY)
- **We're looking for Field Exam Manager - Asset Based Lending to join our world-class team** **Be a part of the work we do to enable progress around the globe** ... clear path toward ethical and sustainable results **The Field Exam Manager - Asset Based Lending ("ABL")...this role is ideal for a seasoned examiner or audit professional who will:** + Thrive in a strategic… more
- TD Bank (New York, NY)
- …regulatory initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related ... the state of Surveillance program to the Board, senior management , and regulators, as needed, and effective check and...to respond to regulatory inquires, requests for data, and exam inquiries as they relate to Trade Surveillance. +… more
- Capital One (New York, NY)
- …Advisory Manager **The Anti-Money Laundering (AML) Enterprise Payments Compliance Advisor Manager ** performs a key second-line risk management role to help ... , Regulatory, and other reviews of the AML program. + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts… more
- Capital One (New York, NY)
- …by peers for accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts ... Senior Manager , Compliance Advisor - Retail Bank The Senior...Compliance Advisor - Retail Bank performs a key risk management role (second line of defense), to help ensure… more
- City of New York (New York, NY)
- …from preconstruction through turnover. In addition, the EHS group regularly updates their EHS Management System (MS) through an EHS MS Audit program that results ... projects valued at over $ 1B, as well as management of field personnel within various regions. Regions are...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
- City National Bank (New York, NY)
- …FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and objective oversight of the ... ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build...of experience in risk management , operational risk management , compliance, or audit * Minimum 5… more
- JPMorgan Chase (Jersey City, NJ)
- …Experience supporting end-to-end process reviews, risk assessments, control enhancement initiatives, and exam management or audit activities within financial ... **Job Description:** As a Control Manager - Strategic Testing (Associate) in the Client...end-to-end CO&D organization across WKO and DDS Operations, providing management with insights to understand and monitor key operational… more
- TD Bank (New York, NY)
- …assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management , finding tracking, and remediation ... objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory… more
- City National Bank (New York, NY)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY?...of experience in risk management , technology risk management , compliance, or IT audit * Minimum… more
Recent Jobs
-
Senior Treasury Management Sales Officer
- First Horizon Bank (Charlotte, NC)
-
Werley Heating & Cooling - HVAC Service Technician
- Ace Hardware Home Services (Allentown, PA)