• Manager , Trade Surveillance…

    TD Bank (New York, NY)
    …details for this role. **Job Description:** TD Securities Compliance team is seeking a Surveillance Quality Assurance Manager to assist with building a ... Surveillance Quality Assurance program. The Surveillance Quality Assurance Manager will...departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance … more
    TD Bank (05/22/25)
    - Related Jobs

  • Director, Trade Surveillance - Data…

    TD Bank (New York, NY)
    …Data Governance & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple ... team is seeking a Director-level candidate to lead the Surveillance Data Quality Team. This is a...will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at… more
    TD Bank (05/22/25)
    - Related Jobs

  • Trade Surveillance Associate…

    TD Bank (New York, NY)
    …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... positive work environment that promotes service to the business, quality , innovation and teamwork and ensure timely communication and/or...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
    TD Bank (05/11/25)
    - Related Jobs

  • Director, Head of Surveillance

    Capital One (New York, NY)
    …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,...At least 5 years of experience as a people manager , ideally of a Surveillance function +… more
    Capital One (05/08/25)
    - Related Jobs

  • Compliance Transformation Project Manager…

    SMBC (New York, NY)
    …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... employees. **Role Description** The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their lifecycle. This… more
    SMBC (04/26/25)
    - Related Jobs

  • Lead Data Analyst & Technical Product…

    MUFG (New York, NY)
    …for data & reporting needs for Party & Master data, AML, KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product requirements through ... stakeholder partnerships. + Work closely with engineering organizations to ensure quality software deliveries, aligning with product visions and customer needs. +… more
    MUFG (05/21/25)
    - Related Jobs

  • Merchandising Service Associate - Plant Service…

    Lowe's (Nanuet, NY)
    **Your Impact** All Lowe's associates deliver quality customer service while maintaining a store that is clean, safe, and stocked with the products our customers ... Plant Service Lead works closely with the Merchandising Service Manager , MSA - Plant Service associates, , and store...red vest associates. + Identify and communicate issues with quality , quantity, and additional needs to Outside Garden Supervisor… more
    Lowe's (05/31/25)
    - Related Jobs