- TD Bank (New York, NY)
- …as needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management., the incumbent will be responsible for ... their regulatory risk. **Key Responsibilities:** + Reporting: With the Head of Surveillance Initiatives and Portfolio Management and key stakeholders: assist… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- TD Bank (New York, NY)
- …US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... partners and coordinate tracking and reporting of Compliance function initiatives and programs + Prepare summaries, communications, reports and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... partners and coordinate tracking and reporting of Compliance function initiatives and programs * Prepare summaries, communications, reports and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... in the development and implementation of a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- HSBC (New York, NY)
- …repo, custody and clearing, as well as the supporting functions (eg, Market Operation, Trade Surveillance , Traded Risk and Product Control). The team also covers ... domestic payments and providing cash management and liquidity management solutions -Global Trade Solutions, specializing in trade finance, supply chain and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... recovery and support services; policy analysis and development; epidemiology, surveillance , and evaluation; development and dissemination of treatment and management… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... an important bridge to this key global market for trade and investment flows across the Americas and the...Compliance Department by ensuring specific individual goals, plans, and initiatives are executed and delivered in support of the… more
- TD Bank (New York, NY)
- …control activities and supervisory reviews + Compile management reporting on trade capture metrics, regulatory/Conduct scorecards, policy exceptions and other ad hoc ... in forums with Second Line stakeholders and drive GMS initiatives in support of business activities + Coordinate with...Sales Management dependent on the task + Facilitates the surveillance of Trading and Sales activities to be in… more
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