- JPMorgan Chase (Brooklyn, NY)
- …to control framework elements to ensure compliance with material laws and regulatory requirements. Join our Markets Office of Legal Obligations team as a ... OLO activities. Collaborate with global teams to ensure compliance with regulatory requirements and drive continual...dynamic team that supports the Commercial & Investment Bank Markets businesses across all regions. As a Vice… more
- HSBC (New York, NY)
- …of defence areas like Wholesale Credit, Capital Allocation Committees, Financial and Regulatory compliance . As our Senior Vice President/Director, Global ... and syndication of Trade Finance deals in the secondary market . HSBC is the largest trade bank in the...+ Follow price and technical developments in relevant financial markets and articulate a house (or alternative) view on… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our ... investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the...firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets… more
- MUFG (New York, NY)
- …significance and impact on risk and/or risk management practices. + Maintain compliance with audit methodology, while also operating within industry best practices, ... audit and/or equivalent of experience with the financial services industry, related markets and regulated industries, specifically in the areas of Market … more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Reporting Policy team as a Vice President! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy...instructions, support our internal stakeholders to ensure the Firm's compliance with reporting requirements, establish the framework for and… more
- Ross Stores, Inc. (New York, NY)
- …forward the legal/business objectives of the Company\. The position will report to the Vice President, Compliance & Regulatory Counsel and will work directly ... Dublin, CA, we have 3 buying offices in key markets in New York City, Los Angeles, and Boston,...of topics and projects in the areas of product compliance , regulatory compliance , product safety,… more
- SMBC (Jersey City, NJ)
- … professionals to support testing engagements to validate the efficacy of regulatory compliance internal controls and processes. The candidate should have ... all levels of management and maintain solid working relationships. + Maintains a regulatory compliance risk mindset to understand underlying risks and weaknesses… more
- JPMorgan Chase (Jersey City, NJ)
- …local nuances, and governance requirements + Proven ability to comprehend and interpret market regulatory requirements to confirm and secure required market ... of our products and services to effectively tailor collateral to specific markets + Communicates regulatory guidelines to Product Managers to ensure… more
- SMBC (White Plains, NY)
- …and procurement process. This position focusses on the contracting, licensing and related compliance aspect of market data and third-party usage at all levels ... and enforce policies and controls that ensure effective consumption and overall compliance with Market Data/Third Party vendor agreements. + Participate in… more
- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... most impactful growth opportunities for the Company. As the Vice President, Compliance , this position will provide...strong collaboration with other stakeholder groups including the 2LOD Market Compliance Officers and the General Counsel's… more
Recent Jobs
-
Sales Support Coordinator
- CBRE (Fargo, ND)
-
Director of Franchise Operations
- The Joint Chiropractic (Scottsdale, AZ)
-
Senior Hardware Design Quality Engineer
- RTX Corporation (Tucson, AZ)
-
Pediatric Cardiology Imaging Director
- Cleveland Clinic (Cleveland, OH)