- Santander US (New York, NY)
- Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country: United States of America **Your Journey ... to the policies and procedures for Fund Finance credit risk . + Represents 2LOD in all new CIB Fund...delegate, and meet deadlines. + Advanced knowledge of the operational , accounting, credit, regulatory, market and technological… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... of a wide range of documentation, ensuring alignment with regulatory requirements, internal risk frameworks, and market best practices. You will serve as a… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational , Regulatory Compliance), which includes effectively ... Corporate and Investment Bank Fixed Income Capital Markets - Senior Assistant VP (Senior Business Execution Consultant)...other key business units including our Coverage and **-** Risk and Controls partners that are important partners to… more
- Scotiabank (New York, NY)
- Senior Manager US Operational Risk **Requisition ID:** 220995 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... will be responsible for implementing and ongoing execution of the US Operational Risk Management Framework. The framework encompasses the key components… more
- Scotiabank (New York, NY)
- …including, but not limited to, Risk and Control Self Assessments ("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ... Data Risk to build insights using available operational risk data, eg, Operational ...personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets .… more
- Scotiabank (New York, NY)
- … risks associated with Mortgage Capital Markets , Cash Management, Fraud and Reputational Risk . + The Operational Risk Senior Manager is accountable for ... Senior Manager, Operational Risk **Requisition ID:** 212288 **Salary...Risk . Dimensions: + Cross-functional and product understanding of Corporate and Investment Banking and Markets . +… more
- Mizuho Corporate Bank (New York, NY)
- …(BRC) team is focused on the implementation and oversight of the MUSO Operational Risk Management (ORM) Framework covering all non-financial risks. The BRC ... Work with the business and support teams to provide operational risk expertise and consulting for new...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
- Mizuho Corporate Bank (New York, NY)
- …Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing, monitoring, and controlling ... operational risk for all businesses and legal...Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets , equity… more
- Tradeweb (New York, NY)
- …SCI, CFTC SEF requirements, NIST) related to operational resilience and technology risk in US financial markets . + Proficiency in Microsoft Excel, PowerPoint ... and consistently executed controls. **Job Responsibilities** + Serve as the embedded operational risk advisor within trading and technology teams, acting as… more
- CIBC (New York, NY)
- …Credit, Credit Risks, Financial Markets , Group Problem Solving, Management Reporting, Market Risk , Middle Office, Process Improvements, Risk Assessments, ... in the measurement, monitoring and control of market , trading, operational and trading credit risks, maintaining consistent corporate governance standards,… more