- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Transaction Banking **Reports to:**… more
- BMO Financial Group (New York, NY)
- …navigate and mitigate risks within the market environment. Provides market risk oversight , monitoring, and reporting for equity derivative portfolios. ... regulatory requirements. + Provides input into the planning and implementation of ongoing operational programs in support of the market risk framework. +… more
- PNC (New York, NY)
- …success. As a Quantitative Analytics and Model Consultant Senior within PNC's Market Risk Oversight organization, you will be based in Pittsburgh, PA, New ... across multiple functions. Responsibilities . Support the Head of IRRBB in executing risk oversight strategy. . Develop analytics and automation using Python and… more
- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (New York, NY)
- …and transactions. + Develop working relationships with line of business and operational support partners by providing oversight guidance on various issues. + ... Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary**...TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer** in Corporate Risk as part **Trade Surveillance Oversight ** Team. This role will be ... timely remediation of issues, deficiencies or regulatory matters regarding front line oversight + Develop, oversee, and provide expert business and regulatory… more
- Capgemini (New York, NY)
- …the job you're considering** As the Agentic and Generative AI Governance & Oversight Lead, you will be responsible for establishing and maintaining a comprehensive ... across the organization. This role is central to managing operational AI activities, with a particular focus on Agentic...particular focus on Agentic AI systems, which require heightened oversight due to their autonomous nature. You will lead… more
- TD Bank (New York, NY)
- …Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities ... Oversight program, including evaluating program design elements, analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans,… more