- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- SMBC (New York, NY)
- …employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement and execute SMBC's regulatory ... its supervisory and prudential regulators. This role reports to the Head of Regulatory Relations . **Role Objectives** + Serve as the primary Regulatory … more
- Bank of America (New York, NY)
- …with numerous support partners including Compliance, Audit, Technology, Operations and Regulatory Relations . We are seeking a highly motivated, detail-oriented ... skills and a strong attention to detail. Responsibilities: - Partner with Global Regulatory Relations (GRR) and Front-Line Unit / Control Function (FLU/CF)… more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- Citigroup (New York, NY)
- …standards, procedures and governance processes to establish best practices for regulatory relations and communications protocols (eg timely responses, ... **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with...works closely with stakeholders to drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities, which… more
- Bank of America (Jersey City, NJ)
- …Project Management + Reporting + Analytical Thinking + Oral Communications + Regulatory Relations + Stakeholder Management + Written Communications **Shift:** ... Senior Regulatory Reporting Controller - Registered Charlotte, North Carolina;Jersey City, New Jersey **To proceed with your application, you must be at least 18… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations, while consistently delivering with quality and professionalism. +… more
- Scotiabank (New York, NY)
- …drafted to identify the steps necessary to close the findings. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating and ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... are adequately designed and operating effectively. + Remain current on the regulatory rules addressing LRM, including (but not limited to) Regulations YY and… more
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