- Bloomberg (New York, NY)
- …anywhere else. It's up to you to make it happen. What's the role? Bloomberg's Chief Risk Office (CRO) Department plays a critical role in supporting our ... you to: + Support the development and embedding of the Enterprise Risk Management Framework ,aligned to risk strategy and the company's objectives + Develop… more
- Raymond James Financial, Inc. (New York, NY)
- …**Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... the business appetite for risk taking and establish appropriate controls. . Conducts and...and establish appropriate controls. . Conducts and presents regular risk reviews in order to provide an independent perspective… more
- Citizens (New York, NY)
- …and constructive, effective challenge to ensure consumer credit activities align with Citizens' risk appetite and enterprise risk framework . + Develop and ... Description The Chief Consumer Credit Officer is responsible...to risk and reward through a robust risk management framework . The successful candidate will… more
- Trexquant Investment (Stamford, CT)
- …finance professionals pushes the boundaries of quantitative finance. We are seeking a Chief Compliance Officer (CCO) to join our senior leadership team, ... and traders to integrate compliance into our algorithmic trading framework . + Oversee regulatory filings and disclosures (ADV, Form...Form PF, 13F, and other key filings). + Develop risk assessments and report findings to the CEO and… more
- American Express (New York, NY)
- …Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American ... applicable regulatory expectations. GRC creates and maintains the overall risk management framework , performs independent risk...and best practices. ORM Governance is looking for a Chief of Staff (Manager Assistant) to support the global… more
- Arena Investors LP (New York, NY)
- … risk management framework . This position requires close collaboration with the Chief Risk Officer , where you will provide vital insights and ... In this role, you will be directly reporting to the Chief Risk Officer , who is responsible for overseeing and managing the organization's… more
- Bloomberg (New York, NY)
- …back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Legal and Compliance teams provide coverage of ... Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the Global Regulatory Engagement...will work with the Global Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams,… more
- Bloomberg (New York, NY)
- …As the Risk and Compliance Policy Officer , you will work with the Chief Risk Office and Global Compliance teams, as well as key business and risk ... back to our communities as evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's… more
- Mastercard (Harrison, NY)
- …MTS is poised for further expansion and now requires a seasoned US BSA Officer to elevate the BSA control framework . Key Responsibilities: 1. Report and ... work closely with the MTS Chief Compliance Officer to determine the effectiveness...(BSA/AML), USA Patriot Act, and OFAC. 3. Undertake comprehensive risk assessments to determine BSA/AML and other risk… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures… more