- Citigroup (New York, NY)
- …+ Responsible for the quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control Policy, Control ... the development and execution of Monitoring and Testing for controls , such as control design assessment, design...**Qualifications** : + 10+ years of experience in operational risk management, compliance, audit, or other control -related… more
- Raymond James Financial, Inc. (New York, NY)
- …governance structure and design. . Risk policy and procedures. . Infrastructure design, risk controls and segregation of duties. . Relevant risk based ... business unit, to include defining the business appetite for risk taking and establish appropriate controls . ....writing with management, customers, vendors and staff. . Perform human resource management activities. . Plan, assign,… more
- Citigroup (New York, NY)
- …problem-solving skills and ability to think creatively. **Job Family Group:** Human Resources **Job Family:** Organizational Effectiveness **Time Type:** Full ... response specific to the annual capacity framework planning process required for risk and control roles, including meeting all relevant deliverables and… more
- Citigroup (New York, NY)
- …performed. Other job-related duties may be assigned as required. **Job Family Group:** Human Resources **Job Family:** Global Mobility **Time Type:** Full time ... with Citi's business needs. + Responsible for performance aligned with our internal risk and control frameworks, across our programs. **Required skills and… more
- Citigroup (New York, NY)
- …Laws and Regulations, Management Reporting, Policy and Procedure, Referral and Escalation, Risk Controls and Monitors, Risk Identification and Assessment, ... mission of enabling growth and economic progress by providing resources for employees that foster a principled culture of...by administering Citi's Ethics Hotline, working with business and control functions to identify control enhancements to… more
- Raymond James Financial, Inc. (New York, NY)
- …combination of experience, education, and/or training approved by Human Resources . **Licenses/Certifications** + Additional licenses/certifications demonstrating ... leaders, providing compliance guidance to support decision-making and operational risk management. + Maintain expertise in securities underwriting, private… more
- Synchrony (New York, NY)
- …teams in PCM/clients, ops, enterprise fraud etc. The role reports to the SVP , Account Management and Transactional Fraud, and currently has four direct reports as ... champion / challenger strategies, as well as assessment of risk /reward in order to strike a balance in enhancing...in partnership with modeling teams + Responsible for process controls , & maintaining regulatory review rhythm with Compliance, Legal… more