• Sales and Trading Audit…

    SMBC (New York, NY)
    …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... related to market activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit ...and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper… more
    SMBC (04/28/25)
    - Related Jobs

  • Director , Futures Sales…

    Citigroup (New York, NY)
    The Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
    Citigroup (03/07/25)
    - Related Jobs

  • NAM & Latin America Head of E- Trading Risk…

    Citigroup (New York, NY)
    …trading floors in almost 80 countries. The strength of our underwriting, sales and trading and distribution capabilities span asset classes (Commodities, ... and Internal Audit findings. + Real-time monitoring of Citi's algorithmic trading activities for signs of disorderly trading . + Design, deliver, and… more
    Citigroup (04/23/25)
    - Related Jobs

  • Risk Global Sales and Trading…

    MUFG (New York, NY)
    …closely with Risk Managers to support and enhance processes + Participate in audit and regulatory engagements + Work with Risk stripe lead, Technology and Data ... Officers to build and support sustainable control assessment model + Own and enhance policy and procedures relating ICRO + Supports the execution of strategic initiatives in collaboration with internal and external stakeholders **Requirements:** +… more
    MUFG (05/10/25)
    - Related Jobs

  • Head of Cross Asset CTR Trading & NAM Head…

    Citigroup (New York, NY)
    Counterparty Trading & Risk is a global business including XVA Trading , In-Business Credit Risk Management and Capital Management. XVA Trading is responsible ... and asset classes. In-Business Credit Risk Management works closely with XVA Trading , Institutional Credit management (ICM) and Risk to continually monitor and… more
    Citigroup (04/25/25)
    - Related Jobs

  • Cash Equities Electronic Sales…

    Citigroup (New York, NY)
    …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
    Citigroup (03/16/25)
    - Related Jobs

  • Salesperson - C15, Director , NAM Precious…

    Citigroup (New York, NY)
    …Metals Sales /Structuring role at a Financial Institution or Commodities Trading House + Strong understanding of physical precious metals and physical financing ... technical authority across the full precious metals value chain, the Director Salesperson will be responsible for developing our Corporate and Institutional… more
    Citigroup (04/16/25)
    - Related Jobs

  • Director , Markets Compliance Officer

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary...will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting as… more
    Scotiabank (05/14/25)
    - Related Jobs

  • Director , Equity Derivatives Sales…

    Citigroup (New York, NY)
    The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic… more
    Citigroup (04/11/25)
    - Related Jobs

  • Associate Director , Global Capital Markets…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Associate Director , Global Capital Markets Documentation, GBM, New York,...activities and decisions. This includes ensuring the terms in trading documentation are executed within the Bank's risk tolerance… more
    Scotiabank (03/04/25)
    - Related Jobs