- TD Bank (New York, NY)
- …variety of audiences (including senior management), coordination with other Compliance workstreams to integrate Issues Management intro their respective ... to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO) who will serve as...Prepare and provide management ready communications and reporting of compliance issues and activities + Report findings… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core … more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance -identified...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + Participating in… more
- BMO Financial Group (New York, NY)
- …ensuring adequate management remediation plans and validation. + Elevate high profile issues /risk cases to Compliance and business/group management for prompt ... ensuring adequate management remediation plans and validation. Elevate high profile issues /risk cases to Compliance and business/group management for prompt… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Group Senior Credit Officer (GSCO) - Credit Risk and Approval Executive for the Banking Group within Corporate & ... Banking business and will report to the Chief Risk Officer for CIB, as well as the Chief Credit...is represented in all enterprise risk programs. As a senior executive in Corporate Risk, the GSCO-Banking will engage… more
- Citigroup (New York, NY)
- The Credit Risk Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and ... Primarily affects a sub-function. Responsible for handling staff management issues , including resource management and allocation of work within...and trends for senior management and/or the Senior Credit Officer + Monitor an assigned… more
- Wells Fargo (New York, NY)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer , to join the Financial Crimes Risk Management ... institution/nostro providers. + Work cross-functionally with partners to identify issues , propose solutions, and drive resolution. Assists in developing corrective… more
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