- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... **Work Location** : New York, New York, United States of America **Hours:** 40...reputation of Compliance 's good governance depends on us . The Senior Compliance Office… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... **Work Location** : New York, New York, United States of America **Hours:** 40...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... **Work Location** : New York, New York, United States of America **Hours:** 40 **Line... US Compliance Monitoring and Testing Team and Core Compliance… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... corporate bonds, convertible bonds, agency bonds, municipal bonds, and US Treasuries as well as providing compliance ...Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Banco Popular Puerto Rico (New York, NY)
- Date: Jul 13, 2025 Location: New York, NY, US , 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are ... looking for a Senior CRA Compliance Officer to join our ...financial solutions to our customers, with presence in the United States , the Caribbean and Latin America.… more
- Scotiabank (New York, NY)
- …Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US sales and trading businesses and coordinating with ... In this role, you will provide senior compliance support for the Scotiabank US Sales...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial ... **Work Location** : New York, New York, United States of America **Hours:** 40...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... Risk Management **Time Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary Range:** $170,000.00 -… more
- Citigroup (New York, NY)
- …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... Based in New York City, the Ethics Sr Lead Officer will report to an Ethics Sr Group Manager...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more