- HSBC (New York, NY)
- …Global Equities franchise with a focus on the Equity Derivatives (EQD) business segment (EQD Compliance Officer ). The EQD Compliance Officer will be ... Senior Vice President Brand: HSBC Area of Interest:...policies and procedures, training, conflicts, and supervision. The EQD Compliance Officer is responsible for making commercial… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... reminders and other communications. + Support production of Annual Compliance Report and related senior officer...production of Annual Compliance Report and related senior officer certifications + Participate in evaluation… more
- HSBC (New York, NY)
- …New York, NY, US, 10001 Work style: Hybrid Worker Date: 12 Dec 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized ... used for these activities. The position primarily supports US IWPB CEO (Chief Executive Officer ) and their OpCo and Global PB (Private Bank) and IWS (WPS now Wealth… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... responsible for routinely reporting credit risk related reports/documents, to senior management, head office, and regulators. **Role Responsibilities:** Credit… more
- The LiRo Group (Long Island City, NY)
- …and/or highly visible construction and modernization projects under the guidance of a senior level Project Officer Ensure the quality and high standards of ... on Apply to be considered for this position. Project Officer II / III US-NY-Long Island City Job ID:...performance and compliance in both design and construction by all consultants,… more
- United Nations Federal Credit Union (Queens, NY)
- …connection, and alignment across the organization. Reporting to the Chief Marketing Officer , you will partner closely with Human Resources, Executive Operations, IT, ... engagement, transparency, and alignment with organizational values. Counsel the CEO and senior leaders on messaging to ensure clarity, consistency, and a cohesive… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- City National Bank (New York, NY)
- …for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... results and lead line of business to remediation plans. * Works with Senior Compliance Officer , Compliance Manager to maintain audit tracking logs… more
