- JPMorgan Chase (Jersey City, NJ)
- …Senior Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Asset Managers , Broker Dealers , and Market sales ... segment, you will assist Payment Solution Managers (PSMs) in handling cross-functional and cross-regional deals. You will support proactive client engagement,… more
- JPMorgan Chase (Jersey City, NJ)
- …of applicable laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + ... We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America ... Broker Dealers and Market Structure industry segments,...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- TD Bank (Mount Laurel, NJ)
- …requirements a plus.** + **Knowledge of current and emerging trends, including broker - dealer and RIA regulatory expectations and standards for effective ... training.** + **Experience responding to client complaints within a bank or broker - dealer .** + **Experience reviewing and providing guidance on advertising and… more
- JPMorgan Chase (Jersey City, NJ)
- JPMorgan Securities LLC (JPMS LLC) is a licensed broker - dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities ... Dealer , Futures Commission Merchant, Commodity Pool Operator, and registered...shaping our control environment. As a Legal Entity Control Manager , you'll have the opportunity to collaborate with senior… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Wealth Management - Private Bank Internal Audit team. This is your opportunity to play a ... role in enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset Wealth Management - Private Bank Internal Audit… more
- JPMorgan Chase (Jersey City, NJ)
- …technology companies, commercial banks, non-bank financial institutions, central banks and broker dealers . Our advanced, end-to-end solutions which combine ... impact by delivering high-quality products that resonate with clients. As a Product Manager in **Liquidity & Account Solutions (L&AS),** you are an integral part of… more
- JPMorgan Chase (Jersey City, NJ)
- …Payments Sales Associate within the Financial Institutions Group - Foreign Banks and Broker Dealer segments, you will be instrumental in supporting Payments ... Sales Managers in forging sales relationships and generating new business...process/procedures, a plus + As the Foreign Banks and Broker Dealer team covers inbound customers from… more
- Wells Fargo (Iselin, NJ)
- …data, order routing, RFQ, RFS, Quotations, and Trades from multiple trading venues and broker - dealers + 5+ years of Experience working with line of business ... & Investment Banking Technology (CCIBT) to work on a cross- asset electronic trading platform. This team currently manages a...+ Collaborate and influence all levels of professionals including managers + Lead team to achieve objectives + Partner… more
- TD Bank (Forked River, NJ)
- …from the expertise of others **OCC:** + This position is with a FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities ... share of wallet by helping clients achieve their goals related to asset accumulation, preservation, growth, and protection. Job Description **Depth & Scope:** +… more
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