• Broker - Dealer Operations…

    Guardian Life (Holmdel, NJ)
    The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Proposals, Multiple Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our Portfolio Administration… more
    Guardian Life (07/08/25)
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  • Wealth Management Agency Operations…

    Guardian Life (Holmdel, NJ)
    As a Wealth Management Agency Operations Specialist , you will support Guardian Agencies with submitting new business and servicing wealth management accounts. ... detail oriented and possess excellent time management skills + Must understand broker dealer systems for account opening, asset movements, and order entry + Must… more
    Guardian Life (09/09/25)
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  • Specialist , Group Underwriting (750-4,999)

    Lincoln Financial (Trenton, NJ)
    …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... #:** 74896 **The Role at a Glance** As a Specialist , you will consult, analyze, and deliver on more...with brokers & representatives. * Analyzes financial health, performance, operations , and personnel levels of customers to determine if… more
    Lincoln Financial (07/22/25)
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  • Compliance Governance & Operations Manager

    TD Bank (Mount Laurel, NJ)
    …and providing guidance on advertising and marketing materials for a broker - dealer /bank.** + **Prior testing, audit or business operations experience in areas ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
    TD Bank (09/03/25)
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  • Sr. Audit Manager- Wealth Management

    City National Bank (Jersey City, NJ)
    …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, ... Registered and Unregistered Fund Vehicles, Support Functions ( Operations , Compliance, Risk)Thrives in a dynamic team-based environment, effectively manages… more
    City National Bank (08/21/25)
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