- TD Bank (Mount Laurel, NJ)
- …analytical models used for TD. The position reports to Senior Manager, Trading Surveillance and Insider Risk Models Validation. Detailed accountabilities include: + ... Validates Financial Crime Risk Management (FCRM) models for Trading Surveillance + Develop an effective and efficient validation...required + Leads and manages a sizeable team of Analyst professionals and overall operation of a diverse group… more
- JPMorgan Chase (Jersey City, NJ)
- …of study plus 5 years of experience in the job offered or as Trading Services, Financial Analyst , or related occupation. Skills Required: This position requires ... Corporation and European Securities and Markets Authority and ensuring full compliance and adherence to industry standards; Working with various markets settlement… more
- NJM Insurance (Trenton, NJ)
- …(WC) Training and Quality Assurance Management Supervisor, the WC Quality Assurance/ Compliance Analyst is responsible for ensuring adherence to state ... Essential Duties and Responsibilities: + Assist with coordinating quality and compliance audits/reviews including pre-work such as audit program development and file… more
- Raymond James Financial, Inc. (Trenton, NJ)
- …Position Report (LOPR), etc.) + Collaborates with other business units (Brokerage Operations, Trading , Compliance , IT, and Legal) + Assists and provides input in ... specifically with **CAT** and **CAIS** , to support our compliance operations and ensure accurate trade and account data...locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key… more
- Coinbase (Trenton, NJ)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...crypto exchanges or in financial services, ideally in payments, trading operations or technical support. * Experience in project… more
- Cleo (Trenton, NJ)
- **Business Analyst ** Remote - US The Business Analyst plays a crucial role in aligning platform integrations with core business processes across supply chain, ... strategic position acts as a liaison among business stakeholders, technical teams, and trading partners to ensure a smooth, scalable, and efficient flow of data… more
- Citigroup (Jersey City, NJ)
- …is a minimum of 3 days in office. The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating ... from trading desks and branch offices in coordination with the...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- S&P Global (Princeton, NJ)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... across the enterprise. + Ensure lineage, migrations, and transformations deliver accuracy, compliance , and trust. + Lead the **data service** team at the… more
- S&P Global (Princeton, NJ)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... for performance, reliability, and scalability testing. + **Security & Compliance :** Drive secure engineering practices, including security testing, threat modeling,… more
- S&P Global (Princeton, NJ)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... _._ **About S&P Global Ratings** At S&P Global Ratings, our analyst -driven credit ratings, research, and sustainable finance opinions provide critical insights… more