- TD Bank (Mount Laurel, NJ)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- Equitable (Woodbridge, NJ)
- Sr. Branch Compliance Manager ( 250000H7 ) **Primary Location** : UNITED STATES-NJ-Woodbridge **Organization** : Equitable **Schedule** : Full-time ... industry + FINRA Series 7 + FINRA Series 24 Exam , required to obtain within 90 days of employment...Compliance Function:** Knowledge of responsibilities and tasks of Audit and Compliance (A&C) function; ability to… more
- Coinbase (Trenton, NJ)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. *… more
- TD Bank (Mount Laurel, NJ)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking, ... to retail bank customers is preferred.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance… more
- JPMorgan Chase (Jersey City, NJ)
- …Support LE risk assessment needs and ongoing regulatory obligations. + Partner with Compliance to manage regulatory relationships and exam management. + Oversee ... work. + Experience in financial services with a background in controls, audit , quality assurance, operational risk management, or compliance . + Excellent… more