• Compliance Business Oversight…

    TD Bank (Mount Laurel, NJ)
    …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
    TD Bank (11/08/25)
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  • Compliance Business Oversight…

    TD Bank (Mount Laurel, NJ)
    …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking,… more
    TD Bank (11/06/25)
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  • Sr. Branch Compliance Manager

    Equitable (Woodbridge, NJ)
    Sr. Branch Compliance Manager ( 250000H7 ) **Primary Location** : UNITED STATES-NJ-Woodbridge **Organization** : Equitable **Schedule** : Full-time ... industry + FINRA Series 7 + FINRA Series 24 Exam , required to obtain within 90 days of employment...Compliance Function:** Knowledge of responsibilities and tasks of Audit and Compliance (A&C) function; ability to… more
    Equitable (09/13/25)
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  • Manager , Broker-Dealer Compliance

    Coinbase (Trenton, NJ)
    …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. *… more
    Coinbase (10/30/25)
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  • Legal Entity Control Manager - Senior…

    JPMorgan Chase (Jersey City, NJ)
    …Support LE risk assessment needs and ongoing regulatory obligations. + Partner with Compliance to manage regulatory relationships and exam management. + Oversee ... work. + Experience in financial services with a background in controls, audit , quality assurance, operational risk management, or compliance . + Excellent… more
    JPMorgan Chase (09/14/25)
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  • Sr. Mgr Tech Del/Partner Mgmt - KYC Engineering

    TD Bank (Mount Laurel, NJ)
    …and Implementation of frameworks, standards, and processes to meet banks Audit & Compliance requirements. + Supports any regulator exam , audit , or other ... regulatory environment and related implications to identity management, security and audit compliance . **Customer Accountabilities:** + Understands and supports… more
    TD Bank (11/04/25)
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