• Senior Associate , Broker…

    Coinbase (Trenton, NJ)
    …highly-skilled Senior Associate to be a key member of our Broker Dealer Operations team, responsible for the integrity, efficiency, and optimization of ... doing (ie. job duties):* We are building out our Broker Dealer Operations function to support our...function to support our equities trading product. As a Senior Associate , you will play a critical… more
    Coinbase (09/21/25)
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  • Legal Entity Control Manager - Senior…

    JPMorgan Chase (Jersey City, NJ)
    JPMorgan Securities LLC (JPMS LLC) is a licensed broker - dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities ... Dealer , Futures Commission Merchant, Commodity Pool Operator, and registered...Control Manager, you'll have the opportunity to collaborate with senior stakeholders and drive compliance initiatives that impact our… more
    JPMorgan Chase (09/14/25)
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  • Senior Internal Auditor, Associate…

    JPMorgan Chase (Jersey City, NJ)
    …senior executives outside of Internal Audit and across the firm! As a Senior Internal Auditor, Associate on the Commercial and Investment Banking Finance ... in financial services industry + Exposure to capital planning (CCAR), broker - dealer and bank regulatory reporting, and Treasury/liquidity reporting processes… more
    JPMorgan Chase (09/01/25)
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  • Senior Internal Audit Associate…

    JPMorgan Chase (Jersey City, NJ)
    …role in enhancing our organization's governance and operational excellence! As a Senior Internal Audit Associate on the Commercial and Investment Banking ... in financial services industry + Exposure to capital planning (CCAR), broker - dealer and bank regulatory reporting, and Treasury/liquidity reporting processes… more
    JPMorgan Chase (09/12/25)
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  • Associate General Counsel, Institutional

    Coinbase (Trenton, NJ)
    …job duties):* * Lead and manage regulatory compliance and risk management for all broker - dealer activities, ensuring adherence to SEC and FINRA rules. * Provide ... currency and blockchain technology. * Experienced securities attorney with deep broker - dealer expertise to provide legal guidance on compliance, regulatory… more
    Coinbase (09/19/25)
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  • Associate , Finance Data Strategy

    SMBC (Jersey City, NJ)
    …matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer regulatory reports. This position will provide leadership to the ... but not limited to reports such as the FRB reports, knowledge of broker - dealer reporting, liquidity reporting, etc.) + Experience in capital markets asset… more
    SMBC (10/02/25)
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  • Actuary, Life & MoneyGuard Pricing

    Lincoln Financial (Trenton, NJ)
    …**Requisition #:** 75012 **The Role at a Glance** We're excited to bring on a Senior Associate Actuary, Life & MoneyGuard Pricing to play an integral role in ... expansion * Analyze risk & summarize key findings for senior leaders to drive strategic pricing strategies * Collaborate...put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of… more
    Lincoln Financial (09/15/25)
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  • Operations Supervision & Controls

    SMBC (Jersey City, NJ)
    …financial institutions. Based in New York City, we are an SEC registered Broker dealer that provides financial products and services to global institutional ... Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking an Associate level candidate to join the Supervision and Controls Team. The role… more
    SMBC (09/13/25)
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