- City National Bank (Jersey City, NJ)
- * SENIOR COUNSEL - LEGAL & WEALTH MANGEMENT* WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to ... wealth management products and services. * Support senior counsel in advising the Bank's ...and other US regulatory authorities. * Conduct research and legal analysis as required and advise on legal… more
- TD Bank (Mount Laurel, NJ)
- …and insurance) through multiple legal entities (TD Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc) with independent and complex ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct… more
- TD Bank (Mount Laurel, NJ)
- …organization, and enterprise as appropriate. **As a member of the US Wealth Compliance Department, the Compliance Business Oversight Analyst duties:** + **Ensure ... expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam coordination,… more
- Carrington (Cherry Hill, NJ)
- …matter related reports. + Resolve routine legal issues under the guidance of senior legal personnel **What you'll need:** + Ability to work well in a ... and organizational skills. + Ability to work with outside counsel , investors, vendors, business units and legal ...United States. Guided by a leadership team with a wealth of industry experience and guided by a consistent… more