- Mizuho Corporate Bank (New York, NY)
- …providing training, conducting compliance reviews, monitoring anti-money laundering ( AML ) and coordinating regulatory examinations and relations. Summary The ... AML AVP will be responsible for overseeing a team of AML analysts, being the primary contact for case-related questions and inquiries, providing guidance, and… more
- TD Bank (New York, NY)
- …thinking skills. + Working knowledge of one or more sanctions screening and AML surveillance applications is desirable. + Proficiency with Microsoft Word, Excel ... regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews,...to general AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates due… more
- MUFG (New York, NY)
- …and produce specifications for data & reporting needs for Party & Master data, AML , KYC, Sanctions, Trade Surveillance processes + Gather and write Data Product ... Financial Crimes platforms supporting Customer & Master Data, Transaction Monitoring ( AML ), Transaction Filtering, and KYC processes. This individual will also lead… more
- TD Bank (New York, NY)
- …+ Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as surveillance reviews, section 312 reviews and ... exception reports when needed. + Participate in the annual enterprise-wide AML /BSA/Sanctions/ABAC risk assessment process. + Conduct targeted AML /OFAC training,… more
- New York State Civil Service (Albany, NY)
- …of Financial Crimes Risk Specialist for the Bank Secrecy Act/Anti-Money Laundering (BSA/ AML ) unit within the Banking Division. Duties include, but are not limited ... the supervision of the Banking Division;* Serves as a resource on BSA/ AML and related matters for the Banking Division, including applications, examinations, and… more
- Mizuho Corporate Bank (New York, NY)
- …compliance systems such as case management, regulatory reporting, and surveillance tools. The ideal candidate will identify process improvement opportunities ... Lead the analysis and design of compliance technology solutions, including surveillance , case management, and regulatory reporting systems. Identify and implement… more
- Bank of America (New York, NY)
- …between Alternative Investments and fund managers/administrators including review of AML documents **Qualifications:** * 2-5+ years of general financial services ... * Customer and Client Focus * Financial Forecasting and Modeling * Monitoring, Surveillance , and Testing * Risk Management * Causation Analysis * Client Management *… more