- HSBC (Buffalo, NY)
- …skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal ... RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data...associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit … more
- Moss Adams LLP (New York, NY)
- **Financial Institutions Consulting Manager - Regulatory Compliance & Internal Audit ** **Description** At Moss Adams, we champion authenticity. For us, ... **Introduction to the team** The Financial Services Advisory group provides regulatory compliance , internal audit , information systems and related consulting… more
- Citigroup (New York, NY)
- The Senior Audit Manager is a senior level position responsible for developing and executing a robust Audit Plan, in coordination with the Audit team. ... component of the business at a regional or country level. **Responsibilities:** + Deliver audit reports, Internal Audit and Regulatory issue validation and… more
- American Express (New York, NY)
- …certifications (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or ... Our Internal Audit group is seeking an Audit Manager to assess compliance ,...3 years of experience in a consumer and/or enterprise regulatory compliance role within internal/external audit… more
- Amazon (New York, NY)
- … experience related to business processes, risk mitigation, program compliance , regulatory compliance , internal audit , or other control and assurance ... communicate audit findings to carrier partners - Prepare internal audit reports and compliance documentation - Collaborate with cross-functional teams… more
- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (New York, NY)
- …in remediation of Compliance -owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , and prepares periodic reporting to ... based on professional judgment regarding responsiveness and appropriateness.** **In this position, the Compliance Audit & Exam Specialist will assist the team in… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to… more
- TD Bank (New York, NY)
- …matters to all groups within Internal Audit . Reporting to the AVP, US Models Audit , The Senior Audit Group Manager leads and develops a team of ... can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** **Department Overview** Our team of trusted audit … more
- CIBC (New York, NY)
- …**What you'll be doing** As a member of CIBC's team, the Senior Audit Manager is responsible for conducting risk-focused audits in the Risk ... audit reports, and ongoing legal entity reports to key stakeholders. The Senior Audit Manager works with business units to assess the adequacy of controls… more