- TD Bank Group (New York, NY)
- …Audit Job Description: The Audit Manager I for the Financial Risk Management team is responsible for oversight of assigned audit execution, ... Responsible for planning of audits Responsible for contact with management regarding audit scope, status, and findings... scope, status, and findings Works at direction of Audit Manager May perform testing procedures for… more
- TD Bank Group (New York, NY)
- …key issues and escalates to appropriate levels and relevant stakeholders and audit management where required Maintains a culture of risk management and ... and/or highly complex, and diverse audit team for an area of significant risk , complexity or scope People Manager role that generally manages a team greater… more
- IDB (New York, NY)
- … reports and draft findings. Effectively present/communicate audit observations to management , as requested by audit management . Understand and document ... recommendations and audit conclusion. Follow-up on open audit and regulatory issues and work with management...and ensuring that the changes are incorporated into the audit planning and risk assessment process. Participate… more
- Veracity Solutions (New York, NY)
- Audit Manager - Global Corporate and...Thinking *udit Planning *Internal Audit Review *Issue Management * Risk Management *Business Acumen ... and leasing. The team is also responsible for credit risk management and global payment services audits...APAC and most of our audits are global. An Audit Manager is expected to lead audits… more
- HSBC (New York, NY)
- …Infrastructure Finance, Commercial Real Estate, Asset Based Lending etc As our Senior Audit Manager - Corporate and Institutional Banking you will: Lead ... responsible for the execution of all stages in the audit lifecycle: announcement, team management and preparation,...and internal controls are in place, including processes for management of operational risk , in accordance with… more
- Early Warning Services, LLC (New York, NY)
- …Early Warning's business lines. This role is designed to ensure 1LOD regulatory and audit management risk program is implemented consistently and operating ... audit and regulatory oversight agencies. Overview The Director, Risk Management is responsible for the development,...Direct experience as the accountable risk leader manager 1LOD regulatory and audit activities. Physical… more
- BNP Paribas (New York, NY)
- …GMA policies related to Client Appropriateness Be the point of contact for various audit related to Conduct framework Management of Regulatory BAU Organize BAU ... Management and other internal business partners (Public Affairs, Risk , Finance and ITO), and act as a key...Banking / Capital Markets activities either working in Business, Risk , Audit or Operations departments Experience working… more
- Forvis Mazars (New York, NY)
- …and Corruption (ABC) and AML compliance system implementation/tuning. Assessing BSA/AML risk at the enterprise and/or business unit level and helping implement ... detection and comprehensive compliance programs Conducting BSA/AML Risk Assessments for the purposes of assessing risks within various lines of business and ensuring… more
- KPMG (Albany, NY)
- …as passionate about your future as we are, join our team. KPMG is currently seeking a Manager , Risk Management , Data to join our Risk Management ... peers in stakeholder organizations as well as client-facing professionals to provide risk management advice, counsel, and effective challenge regarding data… more
- PricewaterhouseCoopers (New York, NY)
- …Master's Degree in Business Administration/ Management preferred - Proficiency as a risk manager , underwriter, broker, or actuary - Developing and managing ... technical standards (eg refer to specific PwC tax and audit guidance) the Firm's code of conduct, and independence...claims manager providing managerial and strategic insurance risk management advisory and merger and acquisition… more
