- SMBC (New York, NY)
- …manager with a minimum of 10 years' experience in the financial industry to lead audit coverage of Front Office and associated support functions including Sales, ... including planning, testing, issue identification, workpaper review and reporting. Lead audit teams to execute high quality...years of audit experience in the in Audit , Risk, Business Control, Compliance , Finance in… more
- Cipla (Central Islip, NY)
- …but are not limited to the following: Reviewing and confirming the compliance related to raw materials, inprocess and finished product analytical documents. ... during routine operation to ensure adherence to procedure. Confirming and ensuring compliance of the protocols and reports of method validations / verifications /… more
- SMBC (New York, NY)
- …and material non- compliance matters. + Assist the Regulatory Governance Team Lead in coordinating the intake and responses to regulatory inquiries and managing ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- RGP (New York, NY)
- …of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts and talented ... Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic engagements across financial services… more
- HSBC (New York, NY)
- …by management. These include: + Regional Finance Risk and Control Management Meeting (RCMM) - lead + Audit Committee for HUSI - attend and present + Disclosure ... New York, NY, US, 10001 Work style: Hybrid Worker Date: 20 Oct 2025 In compliance with applicable laws, HSBC is committed to employing only those who are authorized… more
- Jobleads-US (New York, NY)
- …implement a training program in collaboration with each department, complete an HR compliance audit , and mentor mid-level managers. - 6 Months: Complete process ... workplace culture. HR Policy and Compliance : Oversee HR policy development, compliance , and risk management. Process Management: Lead efforts to document and… more
- PSEG Long Island (Bethpage, NY)
- …teams, in a matrix model, deliver business solutions: Vulnerability Management and Compliance - o Primary point of contact for vulnerability management remediation ... close any backlogs. - Governance and Controls Assurance: o Lead the development and maintenance of IT controls aligned...frameworks (NIST, NERC, ISO, SOX etc.) o Map regulatory, audit , and business requirements to control objectives and ensure… more
- iCIMS (Albany, NY)
- …We're looking for an experienced and strategic Principal GRC Security Analyst to help lead our Governance, Risk, and Compliance efforts. In this role, you'll ... support the execution of Security Control Assessments and evaluate control effectiveness. + Lead security compliance efforts across ISO 27001, SOC 2, GDPR, and… more
- HSBC (Buffalo, NY)
- Sanctions Advisory Manager Brand: HSBC Area of Interest: Risk and Compliance Location: Buffalo, NY, US, 14210 Work style: Hybrid Worker Date: 21 Oct 2025 In ... compliance with applicable laws, HSBC is committed to employing...bank + Be actively engaged in all aspect of Audit , Assurance, and regulatory reviews focused on FC Sanctions.… more
- PSEG Long Island (Hicksville, NY)
- …assigned compliance activities for submission. + Works with SME Mgrs and Lead SME Contributor on functional day-to-day compliance activities to ensure all ... NERC TOP standards + Owns functional tasks on day-to-day compliance with the all the NERC Standard's Requirements assigned....the LOB. Provides updated and approved input to the Lead SME for the Reliability Standard Audit … more
