- DHL Express, Inc. (Jamaica, NY)
- …**Start YOUR career with DHL today ** As a **Sr. Import Compliance Manager ** you will implement and enforce DHL's Customs policies and procedures. DHL's continued ... success relies upon this role's ability to review , interpret and implement existing and new DHL policies....and BIS Relations **Skills and Qualifications:** + **Valid Customs Broker License required** + Typically requires Bachelor's or Master's… more
- Coinbase (Albany, NY)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker -dealer) in meeting its regulatory obligations to assist the Product team in ... requirements):* * 7+ years experience working in a retail broker -dealer compliance team. * Comfortable working in a fast-paced...and engages in dynamic conversation. A human recruiter will review your interview responses, provided in the form of… more
- The Arc Oneida-Lewis Chapter (Utica, NY)
- …individuals with disabilities, invites you to step into the role of a Support Broker ! ABOUT THE ROLE: The Arc, Oneida-Lewis Chapter is seeking the addition of a ... Support Broker to our Development and Planning Department! In this...the Self-Direction Budget. Work with the individual, the care manager and planning team to identify and develop initial… more
- EPI (Rochester, NY)
- …independence, and social inclusion. Job Purpose: Assists person supported and manager of service with implementing their Self-Direction budgets by providing ongoing ... records system. + Direct contact for person supported and manager of service, this includes serving as a member...Self-direction Supervisor and/or designee within scope of practice. Support Broker + Follow and adhere to all regulatory guidelines… more
- Cushman & Wakefield (New York, NY)
- …+ Lead bi-annual Talent Review with HR business partner and provide ongoing broker feedback and coaching + Broker performance management (up or out), with ... is responsible for realizing the full potential of their respective broker pod (approximately 50-70 brokerage professionals), and is ultimately accountable to… more
- TD Bank (New York, NY)
- …**Job Description:** Our TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and ... build out a global Surveillance QA program. The Surveillance Quality Assurance Manager will contribute to and help lead a specialized function responsible for… more
- Whitsons Culinary Group (Islandia, NY)
- Risk Manager Islandia, NY, USA Requisition Number 15163 Location Corporate - Legal-00146 Job Description SUMMARY At Whitsons Culinary Group, we take pride in serving ... upholding the highest standards of safety, compliance, and operational excellence. The Risk Manager plays a vital role in safeguarding our people, our customers, and… more
- SMBC (New York, NY)
- …across CUSO Market Risk and other risk stripes under the Swap-Dealer and Broker -Dealer legal entity CRO umbrella. - Track and manage regulatory, audit, and ... issues. - Engage with issue owners to monitor remediation activities, assess risks, review remediation plans, and assist with preparation, review and challenge… more
- Intertek (Cortland, NY)
- Export Control Manager , Cortland, NY Intertek, a leading provider of quality and safety solutions to many of the top recognized brands and companies is actively ... seeking an Export Control Manager to join our Electrical team in Corland, NY....assessing sales opportunities via pre-quotation Risk Assessment Form (RAF) Review to ensure compliance with export regulations. Assist VP… more
- Equitable (Williamsville, NY)
- Regional Compliance Manager ( 250000LL ) **Primary Location** : UNITED STATES-NY-Williamsville **Other Locations** : UNITED STATES-MA-Boston, UNITED ... individual contributor role reporting to the Lead Regional Controls Manager / Central Supervision Unit. The selected candidate would...the applicable firm policies and procedures. + Collect and review data as part of pre-work audit process +… more