- TD Bank (New York, NY)
- …Fixed Income business **Qualifications:** + 5+ years' experience with MBS trade support and MBS product knowledge + Experience with Mortgage-Backed Securities a ... York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $95,000 - $115,000 USD...They provide operational support and control functions across the trade lifecycle. The team is heavily involved in new… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team as an End User Trade Floor Support Analyst ! In this role you will provide department-specific IT support for business users in North ... analytical skills supporting critical trading platforms. + Leverage technical expertise for trade floor users' end point devices, Turret phones, VDI. + Ensure EUS… more
- Citigroup (Getzville, NY)
- ** Regulatory Operations Senior Data Analyst - AVP** **Team/Function Overview:** The Regulatory Operations group (Reg Ops) is a centralized unit within the ... and quality improvements. **Role / Position Overview:** As a Regulatory Operations Data Analyst , you will play...Business -As-Usual (BAU) processes for CFTC, SEC, and CAD Regulatory Reporting, with a strong emphasis on data quality… more
- Citigroup (Getzville, NY)
- …to drive continuous improvement of trade reporting controls + Regulatory risk project management ownership ( business requirements, analysis, and testing) ... Regulatory Operations Vice President (VP) will be responsible...The team is responsible for the NAM Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... locations on a timely basis; monitor that the firm's trade /system flows are operating within the confines of this...to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team during … more
- Citigroup (Getzville, NY)
- …across multiple trade associations + Partnering across Markets to remediate regulatory issues + **Role / Position Overview:** + Oversee and ensure the day-to-day ... + **Team/Function Overview:** _The Regulatory Operations group (Reg Ops) is a centralized...reporting issues whilst working with key stakeholders across the business and technology to remediate any gaps + Act… more
- Citigroup (Getzville, NY)
- …Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the firm's processes and technologies ... operating model + Review exception reports for the different Regulatory reports managed by the team + Prepare and...(eg, SEC, FINRA) is a plus. + Experience in trade /transaction reporting (eg, Blue Sheets, Large Option Position Reporting,… more
- TD Bank (New York, NY)
- …and specialized sales and trading support on multiple and diverse range of assignments. The Analyst Sales & Trading also Inputs trade details into trade ... trade control codes are captured to facilitate downstream operations and regulatory reporting processes accurately and efficiently. Analyst - Prime Sales &… more
- TD Bank (New York, NY)
- …the Director of Quality Assurance with providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their ... and futures), and FICC highly desired. + Strong understanding of global regulatory expectations for trade and communications surveillance programs, and deep… more
- Citigroup (New York, NY)
- …extensive experience working as a Business Analyst leading all business discretionary, mandatory, and regulatory projects from inception through go live. ... The IT Business Senior Analyst is an intermediate-level...+ Ability to work with sales/trading/quants teams on implementing pre- trade requirements. + Experience in data analysis with intermediate/advanced… more
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