- HSBC (Buffalo, NY)
- …- for our customers, our people, our investors, our communities and the planet we all share. CCO Control Testing Manager role act as an independent First ... on control testing . As our CCO Control Testing Manager...without direct management authority + Strong team player In compliance with applicable laws, HSBC is committed to employing… more
- HSBC (Buffalo, NY)
- …the control testing team and ensuring compliance with the CCO Control Testing Methodology + Participate in the professional development of ... the planet we all share. The purpose of the Control Testing Senior Manager is...and review work + Providing expertise and guidance on control testing across CCO and… more
- Scotiabank (New York, NY)
- …Dealer, Scotia Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual ... Senior Manager , Swap Dealer and Derivatives Compliance ...the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance, to… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager ,... testing is adequately designed to identify potential control gaps and non- compliance with laws and ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and... Testing , Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO . +… more